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ALB Corporate Ethics and Conducting Internal Investigations |
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Overview
As fraud cases, money laundering incidents and other commercial crimes are on the rise due to increasing digital commerce activities, this has led to greater regulatory scrutiny and enforcement of such corporate misconducts across the world. If mishandled, the situation can deteriorate quickly and cause significant damage to businesses.
Regardless of what your role is in legal or compliance or audit, immediate steps need to be taken to safeguard your business and mitigate any further financial loss or reputational damages. This includes having to conduct workplace investigations to assess the situation and to help organizations manage the concerns of all relevant stakeholders.
This workshop will help participants understand how to plan internal investigations, acquire hands-on techniques to gather facts and evidence using advanced forensic technologies, including adoption of digital forensics, electronic discovery and forensic data analytics. The session will also provide tips for conducting interviews to become better investigators.
Just having a reactive approach doesn’t really help organizations. The workshop will also discuss the key elements – including relevant and effective governance, a supportive corporate culture and robust compliance controls - that are needed to embed a culture of integrity into the core of organizations, and the various stake holders role in entrenching these elements in the business.
Who Should Attend
- Ethics & Compliance Officers
- General Counsels
- CLO (Chief Legal Officer)
- Head Of Legal, VP Legal, Head Of Compliance, Legal Director, GM (Legal)
- GRC, Legal & Compliance Professionals
- Fraud Investigators
- “C” Suite Executives
- Chartered Accountants and Auditors
- Company Secretaries
- Corporate Governance
- Head of Vigilance
- Private Practice Lawyers
- Accounting & Consulting Firms
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ALB Corporate Ethics and Conducting Internal Investigations Date: 16 - 17 March 2021 (Virtual) |
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Topic |
Details |
Schedule (GMT+8) |
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16 March |
24 March |
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Introduction |
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3:00pm |
9:00am |
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Setting the Context
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3:10pm |
9:10am |
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Break |
5:10pm |
11:10am |
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Conducting Internal Investigations |
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5:25pm |
11:40am |
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Lunch |
End of Day 1 - 6:00pm |
12:10pm |
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17 March |
24 March |
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Conducting Internal Investigations (continued)
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3:00pm |
1:10pm |
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Break |
5:20pm |
3:30pm |
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Need for an Integrity Agenda
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5:30pm |
4:00pm |
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Knowledge Assessment |
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6:15pm |
4:45pm |
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End |
6:30pm |
5:00pm |
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ALB Corporate Ethics and Conducting Internal Investigations Date: 16 - 17 March 2021 (Virtual) |
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Trainers*
Ramesh Moosa, Partner, EY Singapore and Asean Forensic & Integrity Services Leader
Ramesh Moosa has over 25 years of experience working in Singapore, US, Hong Kong and China. Prior to joining EY recently, Ramesh was a partner at another Big 4 firm where he had worked for over 20 years.
As an experienced investigator who is adept with technology, Ramesh has directed investigations and provided advisory services related to financial crimes, bribery and corruption, cybercrime, anti-money laundering and sanctions, disputes and litigation, corporate intelligence, intellectual property theft and disputes, employee misconduct, and other fraud matters in the US and Asia. Many of these investigations have been driven by regulators such as the Stock Exchange of Singapore, US Securities and Exchange Commission, US Department of Justice, Hong Kong Securities and Futures Commission, HK Competition Commission, and Hong Kong Monetary Authority.
Ramesh began his career as a Senior Officer with the Singapore Police Force, where over a period of five years, he held various roles including criminal investigations, managing the agency’s country-wide technology infrastructure and data security operations.
Saket Bhartia, Associate Partner, Forensic & Integrity Service, Ernst & Young Advisory Pte. Ltd.
Saket has over 20 years of experience in fraud risk assessments, investigations, anti-bribery and corruption reviews.
Saket has led investigations that were either multi-jurisdictional, regulatory non-compliance or complex in nature. Most of his investigations included financial statement fraud, siphoning of funds, embezzlement, asset misappropriation, bribery and corruption issues, code of conduct violations, etc. In addition, he has assisted several global and local clients in setting up strong compliance and governance frameworks.
He is a regular speaker at events and trainer on the topics of Ethics, Integrity and Fraud.
Roderique Tam, Director, Forensic & Integrity Service, Ernst & Young Advisory Pte. Ltd.
Roderique is a Director in the Ernst & Young’s Forensic & Integrity Services Team. With over 20 years experience in business intelligence and analytics he has worked in Australia, Hong Kong and Singapore supporting project across the region. The three core competencies of his skill sets include project management, business analysis and core business intelligence development skills including database design, data modeling , OLAP modeling, dashboard, cube and report development.
Roderique has had exposure to clients of various industries such as banking, insurance, retail, education, gaming, hospitality, franchise, universities, law enforcement, etc...
Ying Qiu, Director, Forensic & Integrity Service, Ernst & Young Advisory Pte. Ltd.
Ying has over 16 years of experience at different EY offices across the globe, including China, Brazil and Singapore, serving clients with different profiles, including multinational companies, state-owned enterprises, listed and private companies.
Ying has extensive experience in fraud investigation, claims and disputes, pre/post acquisition compliance due diligence, compliance assessment and management, SOX404 readiness advisory and internal audit for companies across different sectors.
In particular, Ying has led many international and internal investigations, relating to fraudulent financial statements, anti-bribery and anti-corruption issues, breach of fiduciary duties, money laundering, alleged fraudulent activities of companies and individuals including embezzlement, supply chain/procurement issues, conflicts of interest, and mergers & acquisitions related fraud issues, among others.
She has hands-on experience in working with external legal counsels as well as regulatory and enforcement agencies.
Glenn Garcia, Manager, Forensic & Integrity Service, Ernst & Young Advisory Pte. Ltd.
Glenn is a Manager with the EY Forensic Practice in Singapore. He has more than 10 years of experience in advisory and consulting within the Big 4 Accounting Firms in the United Arab Emirates, the Philippines and, now based in Singapore where he continues to manage and perform technology-driven investigations and other engagements for top tier clients and also have worked with other EY global offices on multiple cross border assignments.
Glenn’s role focuses on managing forensic technology services in relation to matters involving fraud, disputes, critical company data theft, employee misconduct, asset misappropriation including incident response. These services include forensically acquiring electronic data from various sources, performing data analysis, creating and supporting electronic review environments.
Philipp Kloeber, Manager, Forensic & Integrity Service, Ernst & Young Advisory Pte. Ltd.
Philipp is an experienced Manager in the Forensic & Integrity Services team based in Singapore. Specialising in the prevention, detection and response to complex financial crime (including disputes and litigation support), Philipp has gained a depth of experience with a broad range of clients across various industry sectors in Australia, South East Asia and Europe over the last 7.5 years. Prior to joining the Singapore team in 2018, Philipp worked in EY‘s Forensic practice based in Melbourne, Australia.
Philipp also has deep experience in relation to compliance and integrity related issues with a focus on anti-bribery and anti-corruption (ABAC). Over the last 7.5 years, Philipp worked on ABAC related matters in Asia-Pacific across a broad range of industries such as transportation and logistics, shipping infrastructure, extractive industries, construction, financial technology as well as media, entertainment and telecommunications.
Philipp also holds a country lead role in Singapore as part of a global cross-service line account team for a multi-national client.
* Trainers profile are indicative as all the speakers might not be available on specific training date
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ALB Corporate Ethics and Conducting Internal Investigations Date: 16 - 17 March 2021 (Virtual) |
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Contact
Romulus Tham
(65) 6973 8248 / romulus.tham@tr.com
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ALB Corporate Ethics and Conducting Internal Investigations Date: 16 - 17 March 2021 (Virtual) |
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Delegate Pricing
16 - 17 March 2021 (Virtual)
| Before GST | After GST | |
| Early Bird Rate (Ends 19 February) | USD 700 | USD 749 |
| Standard Rate | USD 800 | USD 856 |
24 March 2021 (Live)
| Before GST | After GST | |
| Early Bird Rate (Ends 19 February) | USD 900 | USD 963 |
| Standard Rate | USD 1000 | USD 1070 |
Group price: SAVE AN ADDITIONAL 20%. Register five participants from your organisation and the 5th person attends for free.
Click on the "Register Now" button above or contact the following to book your place at this webinar.
Romulus Tham
(65) 6973 8248 / romulus.tham@tr.com
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